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    Job details

Offer: client asset control - vp:

Job description:



posted
   . 09 october 2019
location
   . london
specialism
   . financial services
sub specialism
   . Compliance
job type
   . permanent
working hours
   . Full-Time
income
   . Competitive
reference number
   . MJ75940
contact
   . randstad financial & professional, randstad financial services
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job description


About Our Client

A leading global wealth manager with strong investment banking and asset management capabilities.

Job Responsibilities:

* supervise and coordinate the Firm's client asset risk framework (located on the FRC Client Asset Assurance Standard).
* Monitor all products and services to ensure appliccapability to client asset regulation is accurately recorded and reflected in downstream processes.
* Develop and execute a client asset assurance testing plan to ensure client asset systems and controls remain effective.
* Advise business, operational, and other interested groups on client asset requirements and developments.
* Work in close collaboration with all main stakeholders of client asset activities (e.g. Front Office, Compliance, Technology, Reference Data, etc.).
* Report and escalate to senior management across the organisation, and to significant governance committees.
* Lead a team of 5 FTE located in London and Poland.

Preferred Skills:

* Demonstrable expertise of CASS rules and their application to businesses and processes.
* Proven track record of delivery in relation to CASS compliance.
* Strong expertise of investment banking products and services.
* practice of managing diverse teams in multiple locations.
* capability to build constructive relationships with business partners.
* Proven and demonstrable evidence of influencing skills at all levels of the organisation.
* Evidence of operational risk skills, with capability to identify risks and develop mitigating controls across front-to-back processes.
* Track record of development and delivery of specific change programmes of work.

Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their capability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

skills

cass

qualification

qualified by practice

educational requirements

university

Skills:

Job Category: Manufacturing [ View All Manufacturing Jobs ]
Language requirements:
Employment type:
Salary: Unspecified
Degree: Unspecified
Experience (year): Unspecified
Job Location: Other Other
Address: Other
Company Type Employer
Post Date: 10/09/2019 / Viewed 4 times
Contact Information
Company:


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